Account Opening Documents

 
 

PRIME BROKERAGE

What is it? - Prime brokerage facilitates the clearance and settlement of securities traded by active market participants. Prime brokerage involves three parts:

  • Customer - typically a substantial institutional or individual investor.
  • Executing Broker - executes the trade for the customer.
  • Prime Broker - settles, clears, and finances the customer trades executed by one or more executing brokers.

Triad Securities provides personalized service to over 250 prime broker accounts through a centralized group of trained prime brokerage specialists who address all your U.S. and international clearing, financing and support needs.

Triad's prime brokerage allows the customer to use the services of several executing brokers, while maintaining only one account (with the prime broker) and receiving one consolidated account statement.

As a Triad client, you communicate with an individual contact person, one who understands your specific brokerage needs. You speak with a real person - NEVER A VOICEMAIL!

Contact Us
Any Questions About
Prime Brokerage?
Call:
Larry Goldsmith
(212) 349-9078
(800) 627-5623
Getting Started
Show me the printable
account opening documents
needed to start participating in Triad's Prime Broker Solutions.
The Triad client receives access to these prime brokerage services:
  • Account Consolidation
  • Choice of Clearing Firms
  • Enhanced Buying Power
  • Margin Financing
  • Stock Lending
  • Centralized Custody
  • Trade Processing
  • Away Trade Execution
  • Dedicated Customer Service
Your level of service is enhanced through Triad's superior state-of-the-art technology including:
  • Secure Internet access to portfolio reports
  • On-line trade reporting
  • Client access to all historical data
  • Customized reports
  • Consolidated portfolio reports
  • On-line customer statements
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Triad Securities > Prime Brokerage