| Issuer |
Ticker |
Trade Dt |
Lead Manager |
Issue |
First Day Open |
Open vs Issue |
First Day Cls |
Open vs First Day Cls |
Current |
Open vs Current |
| Baltic Trading Ltd. |
BALT |
03/09/10 |
Morgan Stanley |
14.00 |
14.00 |
0.00% |
0.00 |
0.00% |
16.86 |
20.43% |
| Anthera Pharmaceuticals Inc. |
ANTH |
03/01/10 |
Deutsche Bank |
7.00 |
7.00 |
0.00% |
7.01 |
0.14% |
7.00 |
0.00% |
| Nuveen Mortgage Opportunity Term Fund 2 |
JMT |
02/24/10 |
Citigroup Global Markets |
25.00 |
25.00 |
0.00% |
25.01 |
0.04% |
25.01 |
0.04% |
| Western Asset Mortgage Defined Opportunity Fund In |
DMO |
02/24/10 |
BofA Merrill Lynch |
20.00 |
20.05 |
0.25% |
20.04 |
-0.05% |
20.01 |
-0.20% |
| QuinStreet Inc. |
QNST |
02/10/10 |
Credit Suisse |
15.00 |
15.00 |
0.00% |
15.00 |
0.00% |
15.06 |
0.40% |
| Generac Holdings Inc. |
GNRC |
02/10/10 |
J.P. Morgan Chase |
13.00 |
13.00 |
0.00% |
12.84 |
-1.23% |
13.58 |
4.46% |
| Graham Packaging Co Inc. |
GRM |
02/10/10 |
Citigroup Global Markets |
10.00 |
10.00 |
0.00% |
10.20 |
2.00% |
11.01 |
10.10% |
| Piedmont Office REIT Inc. |
PDM |
02/09/10 |
Morgan Stanley |
14.50 |
14.75 |
1.72% |
15.60 |
5.76% |
17.60 |
19.32% |
| Solar Capital Ltd. |
SLRC |
02/09/10 |
Citigroup Global Markets |
18.50 |
18.00 |
-2.70% |
18.00 |
0.00% |
19.37 |
7.61% |
| Terreno Realty Corp. |
TRNO |
02/09/10 |
Goldman Sachs |
20.00 |
18.75 |
-6.25% |
18.65 |
-0.53% |
19.46 |
3.79% |
| Ironwood Pharmaceuticals Inc. |
IRWD |
02/02/10 |
J.P. Morgan Chase |
11.25 |
12.40 |
10.22% |
11.65 |
-6.05% |
12.66 |
2.10% |
| China Electric Motor Inc. |
CELM |
01/28/10 |
Roth Capital Partners |
4.50 |
4.64 |
3.11% |
4.45 |
-4.09% |
6.00 |
29.31% |
| ING Infrastructure Industrials & Materials Fund |
IDE |
01/27/10 |
Citigroup Global Markets |
20.00 |
20.00 |
0.00% |
20.00 |
0.00% |
20.00 |
0.00% |
| IFM Investments Ltd. |
CTC |
01/27/10 |
Goldman Sachs |
7.00 |
7.15 |
2.14% |
7.30 |
2.10% |
7.82 |
9.37% |
| Federated Enhanced Treasury Income Fund |
FTT |
01/26/10 |
Wells Fargo Investments |
20.00 |
20.00 |
0.00% |
20.00 |
0.00% |
20.00 |
0.00% |
| Andatee China Marine Fuel Services Corp. |
AMCF |
01/26/10 |
Rodman & Renshaw |
6.30 |
6.30 |
0.00% |
5.88 |
-6.67% |
7.50 |
19.05% |
| China Hydroelectric Corp.(U) |
CHC |
01/25/10 |
Broadband Capital |
16.00 |
14.00 |
-12.50% |
13.90 |
-0.71% |
10.40 |
-25.71% |
| Cellu Tissue Holdings Inc. |
CLU |
01/21/10 |
Goldman Sachs |
13.00 |
12.25 |
-5.77% |
11.90 |
-2.86% |
10.70 |
-12.65% |
| Symetra Financial Corp. |
SYA |
01/21/10 |
BofA Merrill Lynch |
12.00 |
12.70 |
5.83% |
12.75 |
0.39% |
12.87 |
1.34% |
| OmniAmerican Bancorp Inc. |
OABC |
01/21/10 |
Keefe Bruyette |
10.00 |
12.00 |
20.00% |
11.85 |
-1.25% |
11.70 |
-2.50% |
| Chesapeake Lodging Trust |
CHSP |
01/21/10 |
J.P. Morgan Chase |
20.00 |
19.25 |
-3.75% |
19.00 |
-1.30% |
19.55 |
1.56% |
| Kraton Performance Polymers Inc. |
KRA |
12/16/09 |
Credit Suisse |
13.50 |
13.50 |
0.00% |
13.51 |
0.07% |
15.44 |
14.37% |
| Team Health Holdings Inc. |
TMH |
12/15/09 |
BofA Merrill Lynch |
12.00 |
12.00 |
0.00% |
12.81 |
6.75% |
14.37 |
19.75% |
| Cobalt International Energy Inc. |
CIE |
12/15/09 |
Credit Suisse |
13.50 |
13.25 |
-1.85% |
13.50 |
1.89% |
12.85 |
-3.02% |
| Concord Medical Services Holdings Ltd. |
CCM |
12/11/09 |
Morgan Stanley |
11.00 |
10.00 |
-9.09% |
9.50 |
-5.00% |
8.90 |
-11.00% |
