| Issuer |
Ticker |
Trade Dt |
Lead Manager |
Issue |
First Day Open |
Open vs Issue |
First Day Cls |
Open vs First Day Cls |
Current |
Open vs Current |
| Cempra Inc. |
CEMP |
02/03/12 |
Stifel Nicolaus Weisel |
6.00 |
0.00 |
0.00% |
0.00 |
0.00% |
6.06 |
0.00% |
| AVG Technologies |
AVG |
02/02/12 |
Morgan Stanley |
16.00 |
0.00 |
0.00% |
0.00 |
0.00% |
13.09 |
0.00% |
| Greenway Medical Technologies Inc. |
GWAY |
02/02/12 |
J.P. Morgan Chase |
10.00 |
0.00 |
0.00% |
0.00 |
0.00% |
13.29 |
0.00% |
| Matador Resources Co. |
MTDR |
02/02/12 |
RBC Capital Markets |
12.00 |
0.00 |
0.00% |
0.00 |
0.00% |
12.00 |
0.00% |
| US Silica Holdings Inc. |
SLCA |
02/01/12 |
Morgan Stanley |
17.00 |
0.00 |
0.00% |
0.00 |
0.00% |
16.12 |
0.00% |
| DoubleLine Opportunistic Credit Fund |
DBL |
01/26/12 |
Wells Fargo Securities |
25.00 |
25.00 |
0.00% |
25.79 |
3.16% |
26.48 |
5.92% |
| Verastem Inc. |
VSTM |
01/26/12 |
UBS Securities |
10.00 |
11.00 |
10.00% |
11.09 |
0.82% |
11.14 |
1.27% |
| Guidewire Software Inc. |
GWRE |
01/24/12 |
J.P. Morgan Chase |
13.00 |
16.75 |
28.85% |
17.12 |
2.21% |
20.19 |
20.54% |
| Renewable Energy Group Inc. |
REGI |
01/18/12 |
UBS Securities |
10.00 |
10.10 |
1.00% |
10.10 |
0.00% |
9.24 |
-8.50% |
| Zynga Inc. |
ZNGA |
12/15/11 |
Morgan Stanley |
10.00 |
11.00 |
10.00% |
9.50 |
-13.64% |
13.39 |
21.73% |
| Bonanza Creek Energy Inc. |
BCEI |
12/15/11 |
Morgan Stanley |
17.00 |
15.50 |
-8.82% |
13.61 |
-12.19% |
17.02 |
9.81% |
| Inergy Midstream LP |
NRGM |
12/15/11 |
Morgan Stanley |
17.00 |
17.00 |
0.00% |
17.65 |
3.82% |
21.41 |
25.94% |
| Mid-Con Energy Partners LP |
MCEP |
12/14/11 |
RBC Capital Markets |
18.00 |
17.75 |
-1.39% |
18.05 |
1.69% |
22.48 |
26.65% |
| Laredo Petroleum Holdings Inc. |
LPI |
12/14/11 |
J.P. Morgan Chase |
17.00 |
17.25 |
1.47% |
18.10 |
4.93% |
24.11 |
39.77% |
| Michael Kors Holdings Ltd |
KORS |
12/14/11 |
Morgan Stanley |
20.00 |
25.00 |
25.00% |
24.20 |
-3.20% |
32.51 |
30.04% |
| Sanchez Energy Corp. |
SN |
12/13/11 |
Johnson Rice |
22.00 |
20.00 |
-9.09% |
18.25 |
-8.75% |
17.72 |
-11.40% |
| Jive Software Inc. |
JIVE |
12/12/11 |
Morgan Stanley |
12.00 |
15.12 |
26.00% |
15.05 |
-0.46% |
17.09 |
13.03% |
| Memorial Production Partners LP |
MEMP |
12/09/11 |
Citigroup Global Markets |
19.00 |
18.90 |
-0.53% |
18.79 |
-0.58% |
17.95 |
-5.03% |
| Rose Rock Midstream LP |
RRMS |
12/08/11 |
Barclays Capital |
20.00 |
20.50 |
2.50% |
20.00 |
-2.44% |
21.20 |
3.41% |
| BlackRock Utility & Infrastructure Trust |
BUI |
11/22/11 |
Morgan Stanley |
20.00 |
20.00 |
0.00% |
20.00 |
0.00% |
19.94 |
-0.29% |
| Intermolecular Inc. |
IMI |
11/18/11 |
Morgan Stanley |
10.00 |
10.00 |
0.00% |
9.50 |
-5.00% |
9.10 |
-9.00% |
| Digital Domain Media Group Inc. |
DDMG |
11/18/11 |
Roth Capital Partners |
8.50 |
8.50 |
0.00% |
7.15 |
-15.88% |
5.94 |
-30.12% |
| Delphi Automotive plc |
DLPH |
11/17/11 |
Goldman Sachs |
22.00 |
21.25 |
-3.41% |
21.33 |
0.38% |
30.75 |
44.71% |
| Mattress Firm Holding Corp. |
MFRM |
11/17/11 |
Barclays Capital |
19.00 |
22.00 |
15.79% |
22.00 |
0.00% |
30.97 |
40.77% |
| Manning & Napier Inc. |
MN |
11/17/11 |
BofA Merrill Lynch |
12.00 |
12.00 |
0.00% |
12.00 |
0.00% |
13.63 |
13.58% |
| Angie's List Inc. |
ANGI |
11/17/11 |
BofA Merrill Lynch |
13.00 |
18.00 |
38.46% |
16.26 |
-9.67% |
14.91 |
-17.17% |
| Clovis Oncology Inc. |
CLVS |
11/16/11 |
J.P. Morgan Chase |
13.00 |
13.15 |
1.15% |
12.56 |
-4.49% |
23.81 |
81.06% |
| InvenSense Inc. |
INVN |
11/15/11 |
Goldman Sachs |
7.50 |
8.30 |
10.67% |
8.90 |
7.23% |
17.21 |
107.35% |
| NewLink Genetics Corp. |
NLNK |
11/10/11 |
Stifel Nicolaus Weisel |
7.00 |
7.00 |
0.00% |
7.08 |
1.14% |
6.97 |
-0.43% |
| LRR Energy LP |
LRE |
11/10/11 |
Wells Fargo Securities |
19.00 |
19.00 |
0.00% |
19.05 |
0.26% |
18.15 |
-4.47% |
| Chesapeake Granite Wash Trust |
CHKR |
11/10/11 |
Morgan Stanley |
19.00 |
19.00 |
0.00% |
18.87 |
-0.68% |
25.61 |
34.79% |
| Imperva Inc. |
IMPV |
11/08/11 |
J.P. Morgan Chase |
18.00 |
23.00 |
27.78% |
24.00 |
4.35% |
33.00 |
43.48% |
| Selway Capital Acquisition Corp. |
SWCAU |
11/07/11 |
Aegis Capital Corp. |
10.00 |
10.00 |
0.00% |
9.95 |
-0.50% |
9.90 |
-1.00% |
