ACCOUNT OPENING DOCUMENTS

Triad Securities Corp. helps to facilitate the often difficult procedure of opening a new Prime Brokerage account. If you are interested in opening a Prime Brokerage account, so we may assist you in completing all of the required forms.

Documents to be signed and returned Ridge Clearing and Outsourcing Solutions

Contact Us Any Questions About Prime Brokerage? Call: Larry Goldsmith +1 212 349-9078 (800) 627-5623

Triad Securities Corp is committed to complying with U.S. statutory and regulatory requirements designed to combat money laundering and terrorist financing. The USA PATRIOT Act requires that all financial institutions obtain certain identification documents or other information in order to comply with their customer identification procedures. What this means for you: When you open an account, we will ask for your name, address, date of birth and other information that will allow us to identify you. We may also ask to see your driver's license or other identifying documents. Until you provide the required information or documents, we may not be able to open an account or effect any transactions for you.